Enviro Board Corporation: Glenn B. Camp, William J. Peiffer, & Joshua D. Mosshart – Agricultural Waste Fraud

Glenn B. Camp, William J. Peiffer, and Joshua D. Mosshart of Enviro Board Corporation Allegedly Raised $6 Million under the Auspices of False Claims that They Could Recycle Agro-Waste into Environmentally-Friendly Building Materials

Glenn B. Camp, 59, of Thousand Oaks, William J. Peiffer, 62, of Haddonfield, N.J., and their former fund raiser and so-called “titular president,” of Enviro Board Corporation, Joshua D. Mosshart, 43, of Malibu, allegedly raised $6 million under allegedly phony claims that they could take agro-waste and turn it into environmentally friendly building materials, according to a recent SEC Complaint currently under review by attorneys Alan Rosca and James Booker.

The SEC further alleges the Enviro Board Corporation founders took in $2.6 million in “purported compensation” even though they did not have the aforementioned abilities to convert the waste after being in the business for over 20 years, the SEC notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Joshua D. Mosshart and his Enviro Board Corporation’s alleged agro-waste scheme.

Joshua D. Mosshart, Who Formerly Held Three Securities Licenses, Allegedly had been Barred by FINRA for Referring Investors to Enviro Board; Enviro Board Allegedly Consistently Failed to Commercialize its Technology

Camp and Peiffer held no SEC registration in any capacity, but Mosshart, who previously held three securities licenses, was barred by FINRA for allegedly referring customers to Enviro Board, according to an SEC Complaint currently under review by attorneys Alan Rosca and James Booker

Despite being founded in 1997, the company “consistently failed” for nearly two decades to successfully utilize its technology, but the defendants still managed to raise $6 million regardless, with a litany of false promises, the SEC also notes.

Enviro Board also showed projections of huge profits to investors, showing near-immediate, eight-figure profits including approximately $32.3 million in the company’s first year of operation, $56.3 million at the end of year two, and $95.2 million by the conclusion of year three, the SEC also reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged securities fraud scams and are currently investigating Joshua D. Mosshart and his Enviro Board’s alleged agro-waste fraud scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Joshua D. Mosshart and his Enviro Board’s alleged agro-waste fraud scheme may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Kevin Wanner—Securities Fraud

Kevin Wanner Allegedly Ran a $3 Million Investment Fraud Involving over 40 Investors; Securities Lawyers Investigating

Kevin Wanner received a cease-and-desist order in December of 2015 from the North Dakota Securities Department accusing him of allegedly selling fraudulent CD’s and also allegedly selling investments above current market rates, according to Documents from the North Dakota Securities Department  currently under review by Cleveland attorneys Alan Rosca and James Booker.

Wanner has also been accused of placing investor funds into his own coffers as part of a 14-year and $3 million fraud scheme involving over 40 investors, said Documents further allege.

The Peiffer Rosca Wolf investor right lawyers are currently investigating Kevin Wanner‘s alleged securities scheme. They have teamed up with a North Dakota law firm to work at this matter and are preparing to take action on behalf of victimized investors.

Kevin Wanner Allegedly Recruited Clients to Phony Investment Club, Spent Client Funds on Personal Use

Kevin Wanner, starting around 2001, allegedly sold phony CD’s to his clients and got them set up in a bogus investment group called the Bulls and Bears Investment Club, according to an affidavit by the North Dakota Securities Department currently under review by attorneys Alan Rosca and James Booker.

Wanner, who purportedly admitted to spending client funds on his own personal use, allegedly took in $500,000 from an alleged victim, according to Court Documents from North Dakota.

Wanner, said alleged victim claims, then dispensed annual interest checks of $3,000 to $4,000  while he rolled the matured CD into a new deposit, but suspiciously never handed out Federal Tax forms to said client with the aforementioned interest payments, said Court Documents further allege.

Securities Lawyers Preparing to Take Action

The Peiffer Rosca Wolf investor right lawyers have teamed up with a North Dakota law firm and are preparing to take action and assist victimized investors. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Kevin Wanner’s alleged securities fraud scheme may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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John Fox and Premier Cru- Wine Fraud

John Fox and His Premier Cru Allegedly Ran a $45 Million Wine Commodities Scheme

Commodities have been traded in Chicago since the 19th century. Back then it was the Chicago Butter and Egg Board. By the 21st century Windy City commodities traders were dealing Eurodollars and stock market indices. Now you can also add wine to the list.

Elite Chicago wine connoisseurs had allegedly been purchasing wine futures at phenomenally low prices from John Fox and Premier Cru, a part of Fox Ortega Enterprises, according to reports from California currently under review by attorneys Alan Rosca and James Booker.

The Peiffer Rosca Wolf securities lawyers are currently investigating John Fox and Premier Cru’s alleged wine futures Ponzi scheme.

More than 250 Illinois Residents Listed on Premier Cru Bankruptcy; Thousands of Customers Allegedly Poured in $45 Million as Part of Purported $45 Million Ponzi Scheme

Fox Ortega Enterprises, which operated as John Fox’s Premier Cru, has allegedly filed for bankruptcy and listed thousands of creditors including more than 250 Illinois residents, mostly from Chicago, according to reports from California currently being examined by attorneys Alan Rosca and James Booker.

Federal prosecutors have alleged that Fox‘s alleged scheme received customer orders for wine futures, a now regular practice for connoisseurs used to locate potentially rare wine for a rock bottom prices before sophisticated vintages hit the marketplace, said reports further detail.

It seems there was just one problem. Rather than filling the orders, Fox was allegedly siphoning the funds to finance a lavish lifestyle rather than securing the wine orders, according to California Court Reports. Fox has since been arrested, and is looking at 6-1/2 years in prison and tens of millions of dollars in restitution when he’s sentenced in December.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged Ponzi schemes, and are currently investigating Premier Cru owner John Fox’s alleged wine futures Ponzi scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Premier Cru owner John Fox’s alleged wine futures Ponzi scheme are encouraged to contact the Peiffer Rosca securities lawyers,  Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Landon L. Williams— False and Misleading Statements to Customers and Material Omissions

Landon L. Williams Allegedly Recommended Certain Securities Transactions and Made False and Misleading Statements, and/or Omitted Material Information Regarding Said Securities

Landon L. Williams allegedly participated in a telephone conversation with five separate customers wherein he recommended certain securities transactions, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

Said Complaint also notes that Williams also made false and misleading statements to customers and also omitted material information about the aforementioned securities.

The Peiffer Rosca Wolf securities lawyers are currently investigating KCD Financial’s alleged sale of unregistered securities.

Landon L. Williams Entered “Notes” in His Merrill Lynch Customer Relationship Management Application, Allegedly Providing False and Misleading Information Concerning Discussions and Disclosures to Customers

Landon L. Williams allegedly entered “notes” in his Merrill Lynch customer relationship management application wherein he detailed his discussions with each customer and the purported reasons he supported his recommendations, according to the aforementioned Complaint being examined by attorneys Alan Rosca and James Booker.

The aforementioned notes also allegedly provided false and misleading information concerning Williams’ discussions with each customer and disclosures made to said customer, the Complaint notes.

Based on the aforementioned conduct, Williams allegedly violated FINRA Rules and tenants of the Exchange Act, the Complaint also reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged unsuitable recommendations to customers and are currently investigating Landon L. Williams’ alleged unsuitable recommendations to customers. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Landon L. Williams’ alleged unsuitable recommendations to customers may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Nathan Silva— Investment Misconduct

Nathan Silva Allegedly Engaged in Investment Misconduct while Working at Ameritas Investment Corp.

Nathan Silva, who was associated as a registered representative and principal at Ameritas Investment Corp from August 2007 until November 21, 2014, allegedly engaged in investment misconduct, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by Peiffer Rosca Wolf  attorneys Alan Rosca and James Booker.

Silva, since November 21, 2014, has allegedly not been associated with any FINRA member firm, but still remains subject to FINRA’s jurisdiction, the AWC notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Nathan Silva’s alleged investment misconduct.

Nathan Silva Barred by FINRA for Allegedly Failing to Appear for On-the-record Testimony Pursuant to FINRA Rules

Nathan Silva, on April 27, 2016, was notified by FINRA Staff that they were preparing to request on-the-record testimony pursuant to FINRA Rules, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

Silva allegedly acknowledges that he received FINRA’s request and would not appear for on-the record testimony at any time, and hence, violated FINRA Rules and thus has been barred by FINRA, the AWC reports.

One should also note that, according to the AWC, Nathan Silva neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged investment misconduct and are currently investigating Nathan Silva’s alleged investment conduct. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Nathan Silva’s alleged investment misconduct may contact the securities lawyers at the Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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John Fox & Premier Cru—Ponzi Scheme

John Fox Allegedly Orchestrated a $45 Million Vintage Ponzi Scheme

Premier Cru Owner John Fox ran a famous Bay Area wine shop in Berkeley for decades. His customers included Arthur Patterson, of Accel Partners and an early investor in Facebook, who purportedly dropped $837,000 on vintage wines at Premier Cru, according to reports from California.

Unfortunately, John Fox was also allegedly serving up a massive $45 million Ponzi scheme with hints of purported fake names and multiple bank accounts used to siphon cash out of the company, according to Court Reports from California currently under review by attorneys Alan Rosca and James Booker.

The Peiffer Rosca Wolf securities lawyers are currently investigating John Fox and Premier Cru’s alleged wine Ponzi scheme.

John Fox Allegedly Allegedly Falsified Purchase Orders for Wine Not Contracted, Enter It into Premier Cru’s Inventory and then Offer Said “Phantom Wines” below Market Price

Premier Cru Owner John Fox allegedly fermented a multi-million dollar wine Ponzi scheme by allegedly falsifying orders for wine not yet obtained and then registering them into Premier Cru’s inventory for sale, according to Court Reports from California currently being examined by attorneys Alan Rosca and James Booker.

Fox, according to reports from California, began this practice in 1993 or 1994, and from 2010 to 2015 his customers allegedly paid about $20 million for these so-called “phantom wines”.

Fox’s prowess allegedly reached from the Bay to NYC and even all the way to Asia. Amanda Gong of Harbin, China purportedly sunk $669,000 into the company which now allegedly shows $70 million in debts offset by only $7 million in liquid assets, according to reports from California.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged Ponzi schemes, and are currently investigating Premier Cru owner John Fox’s alleged Ponzi scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Premier Cru owner John Fox’s alleged Ponzi scheme are encouraged to contact the Peiffer Roscaa securities lawyers,  Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Traffic Monsoon Investor Center

Traffic Monsoon, LLC and Charles David Scoville Facing SEC Civil Injunctive Regarding Violations of Securities Laws; Traffic Monsoon, LLC Also Facing Disgorgement, Prejudgment Interest and Civil Penalties Traffic Monsoon, LLC and Charles David Scoville are allegedly facing an SEC civil injunctive with regards to violations of securities laws, according to an SEC Complaint from the U.S. District Court of Utah currently under review by attorneys Alan Rosca and James Booker. Traffic Monsoon, LLC and Charles are also looking at repercussions of disgorgement, prejudgment interest and civil penalties from the SEC, the Complaint also notes. The Peiffer Rosca Wolf securities lawyers are currently investigating Traffic Monsoon, LLC’s alleged Ponzi scheme and encourage investors to contact the firm. Traffic Monsoon, LLC is Also Facing an Ex Parte Temporary Restraining Order, a Preliminary Injunction, and an Ex Parte Asset Freeze from the SEC The SEC is also requesting emergency relief against Traffic Monsoon, LLC, according to the aforementioned Complaint being examined by attorneys Alan Rosca and James Booker. The emergency relief will come in the part of an ex parte temporary restraining order, a preliminary injunction, an ex parte asset freeze and order appointing a receiver over Traffic Monsoon and its customer funds, and the funds of Scoville, the Complaint notes. The SEC’s temporary restraining order against Traffic Monsoon, LLC claims that that entity is allegedly a Ponzi scheme which took in $207 million from approximately 160,000 global investors, the Complaint also reports.

Dennis Tubbergen and Christopher Ostrowski—Investment Fraud Scheme

Dennis Tubbergen and Christopher Ostrowski Allegedly Ran a $2.1 Million Investment Fraud Scheme from California to Pennsylvania; Tubbergen and Ostrowski Allegedly Used GTBK Marketing to Sell an Investment Program Called Immediate Legacy (ILP)

Dennis Tubbergen, 53, and Christopher Ostrowski, both 53 and from Michigan, allegedly ran a $2.1 million investment fraud scheme from California to Pennsylvania, according to a recent Document from The U.S. Attorney’s Office for the Middle District of Pennsylvania currently under review by attorneys Alan Rosca and James Booker.

The grand jury in Pennsylvania ruled that Tubbergen and Ostrowski implemented a company based in Grand Rapids, Michigan under the name of GTBK Marketing to sell an investment program called Immediate Legacy (ILP), said Documents note.

The Peiffer Rosca Wolf securities lawyers are currently investigating Dennis Tubbergen and Christopher Ostrowski’s allegedly investment fraud scheme.

Immediate Legacy (ILP) Was Allegedly Misrepresented to Investors as Being Used by Hospitals, Charities, Colleges and Universities and that Investors were Purportedly Guaranteed a Minimum of 14 Pre-contacted Customers Waiting to Buy the Product

Dennis Tubbergen and Christopher Ostrowski allegedly executed and marketed their purported nationwide investment scheme via the United States Postal Service (USPS) and the internet, according to the aforementioned Documents being examined by attorneys Alan Rosca and James Booker.

Ostrowski and Tubbergen allegedly made material misrepresentations to investors purportedly claiming that ILP was being used by hospitals, charities, colleges and universities and that each investor who bought into the program was guaranteed at least 14 pre-contacted customers who were lying in wait to purchase the product, said Documents note.

The U.S. Attorney’s Office also reports that the U.S. government is also making a case to obtain forfeiture of the approximately $2.1 million obtained related with the scheme and property by the defendants from the proceeds.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged investment schemes and are currently investigating Dennis Tubbergen and Christopher Ostrowski’s alleged investment fraud scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Dennis Tubbergen and Christopher Ostrowski’s alleged investment fraud scheme are encouraged to contact the securities lawyers in the Cleveland office of Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Brian James Egan—Failure to Disclose Trading Accounts

Brian James Egan Allegedly Failed to Disclose Trading Accounts He Had Apart from His Employer, Independent Financial Group

Brian James Egan allegedly failed to disclose trading accounts he had apart from his employer, Independent Financial Group, according to recent FINRA Documents.

Brian James Egan, from April 2010 to July 2015, allegedly failed to disclose 87 brokerage accounts he had with another firm, according to a settlement notice accepted Tuesday by FINRA’s department of enforcement.

Furthermore, Brian James Egan allegedly held trading authority over said accounts, which were owned by him, his family and customers of his accounting and tax preparation practice, according to said Documents.

Brian James Egan Barred by FINRA from the Brokerage Industry

Brian James Egan allegedly transferred said funds and securities from specific customer accounts to his own personal accounts, according to the aforementioned FINRA Documents.

Whilst litigating the matter, Brian James Egan allegedly agreed to be barred by FINRA, said Documents note. Egan had also previously worked at AFA Financial Group in Calabasas, California from December 2004 to April 2010, according his BrokerCheck report.

One should also note that, according to the AWC, Brian James Egan neither admitted nor denied the FINRA findings.

The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors

The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of investment fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of investment fraud are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

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Brandon D. Gioffre—Private Securities Transactions without Proper Prior Notice

Brandon D. Gioffre Allegedly Participated in Private Securities Transactions without Providing Prior Notice to his Firm, Constellation Wealth Advisors LLC

Brandon D. Gioffre allegedly participated in private securities transactions without providing prior notice to his firm, Constellation Wealth Advisors LLC (CWA), according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Brandon D. Gioffre was permitted by CWA to resign after allegations came known of Gioffre allegedly soliciting a private placement not offered by the firm or approved as a private securities transaction or outside business activity, the aforementioned AWC goes on to allege.

The Peiffer Rosca Wolf securities lawyers are currently investigating Brandon D. Gioffre’s alleged participation in private securities transactions without prior notice.

Brandon D. Gioffre Allegedly Received $100,000 in Commissions for the Sale of Approximately $2,000,000 of Securities to Two Purchasers who Purportedly Lost Their Investments; Gioffre Barred by FINRA

Brandon D. Gioffre allegedly received $100,000 in commissions for the sale of approximately $2, 000,000 of securities to two purchasers who purportedly lost their entire investments, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

By reason of the foregoing, Gioffre allegedly violated NASD and FINRA Rules and hence has been barred from associating with any FINRA member in any capacity, the AWC notes.

One should also note that, according to the AWC, Brandon D. Gioffre neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged unauthorized transactions and are currently investigating Brandon D. Gioffre’s alleged participation in private securities transactions without providing prior notice to his firm. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Brandon D. Gioffre’s alleged participation in private securities transactions without providing prior notice to his firm may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Traffic Monsoon, LLC—Ponzi Scheme

Traffic Monsoon, LLC Allegedly Has Run and Ongoing Ponzi Scheme and Operating Fraud Purportedly Ran by Charles David Scoville; Traffic Monsoon, LLC has Allegedly Taken in $207 Million in Sales of Banner AdPacks

Traffic Monsoon, LLC has allegedly operated a continuous Ponzi scheme and operating fraud with Charles David Scoville serving as the lead man, according to an SEC Complaint from the U.S. District Court of Utah currently under review by attorneys Alan Rosca and James Booker.

Traffic Monsoon, LLC, since the entity was started in October of 2014, has allegedly taken in $207 in recorded sales of a product which is known as the “Banner AdPack”, said Complaint reports.

The Peiffer Rosca Wolf securities lawyers are currently investigating Traffic Monsoon, LLC’s alleged Ponzi scheme.

Traffic Monsoon, LLC Has Allegedly Corralled Approximately 162,000 Investors Globally, Taking in about $25 Million in Cash Monthly

Traffic Monsoon, LLC has allegedly persuaded approximately 162,000 global investors to purchase AdPacks, and has taken in about $25 million in cash on a monthly, according to the aforementioned Complaint being examined by attorneys Alan Rosca and James Booker.

The SEC further alleges that Traffic Monsoon solicited investors via its website and YouTube videos which prominently featured Scoville and that the Defendants in the case allegedly represented Traffic Monsoon’s profit as coming from seven different highly desirable advertising products, the Complaint also notes.

Traffic Monsoon also allegedly marketed itself as a successful and highly profitable internet advertising company that is a mix of Internet traffic exchange wherein users can look over each others’ web pages and which uses a program where users pay to click on each others’ website banner ads, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged Ponzi schmes and are currently investigating Traffic Monsoon’s alleged Ponzi scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Traffic Monsoon’s alleged Ponzi scheme may contact the securities lawyers at the Cleveland office of Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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J. Randall Gladden—Private Securities Transactions without Proper Prior Notice

J. Randall Gladden Allegedly Participated in Private Securities Transactions without Providing Prior Written Notice

J. Randall Gladden, who was associated with SEG from April 2002 until March 15, 2016, allegedly participated in private securities transactions without providing prior written notice, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

J. Randall Gladden allegedly already thought of and participated in creating Church Development Fund, LLC, and its successor, Church Fund LLC , to make loans to churches, primarily for refinancing their existing real estate loans, the aforementioned Complaint notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating J. Randall Gladden’s alleged participation in private securities transactions without providing proper prior notice.

J. Randall Gladden Suspended by FINRA for 12 Months from Association with all FINRA Members in All Capacities and Fined $15,000

J. Randall Gladden allegedly participated in the management of the Church Development Fund and Church Fund and served as a Governing Member of the Funds’ respective Managers, CDF Managing Partners, LLC and CF Manager, LLC, according to the aforementioned Complaint being examined by attorneys Alan Rosca and James Booker.

As a result of the aforementioned behavior, J. Randall Gladden has been suspended by FINRA for 12 months from association with all FINRA members in all capacities and fined $15,000, the Complaint notes.

One should also note that, according to the Complaint, J. Randall Gladden neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged participation in private securities transactions without providing prior written notice and are currently investigating J. Randall Gladden alleged participation in the management of the Church Development Fund. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of J. Randall Gladden alleged participation in the management of the Church Development Fund may contact the securities lawyers at the Cleveland office of Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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James McCormick, Jr.—Termination from Member Firm and Customer Complaints

James McCormick, Jr. Investigated by FINRA Regarding His termination from Wells Fargo Advisors Financial Network, LLC and Two Customer Complaints

James McCormick, Jr. is facing a FINRA investigation regarding an investigation into the circumstances surrounding McCormick’s termination from Wells Fargo Advisors Financial Network, LLC and two customer complaints against him, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by Cleveland attorneys Alan Rosca and James Booker.

The Peiffer Rosca Wolf securities lawyers are currently investigating the circumstances regarding James McCormick, Jr.’s termination from Wells Fargo.

James McCormick, Jr. Barred by FINRA for Allegedly Refusing to Appear for On-the-record Testimony during an Investigation into His Termination from Wells Fargo and Two Customer Complaints

James McCormick, Jr. allegedly refused to appear for testimony at FINRA Staff’s request and purportedly stated that he would not cooperate with the Staff’s investigation, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

James McCormick, Jr., based on the aforementioned behavior, therefore violated FINRA Rules, and hence, McCormick has been barred by FINRA, the AWC notes.

It should also be noted that, according to the AWC, James McCormick, Jr. neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of customer complaints and are currently investigating James McCormick, Jr.’s refusal to appear for testimony related to his termination from Wells Fargo and several customer complaints. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of James McCormick, Jr.’s refusal to appear for testimony related to his termination from Wells Fargo and several customer complaints may contact the securities lawyers at the Cleveland office of Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Lawrence Randolph Roberson—Material Misrepresentations and Omissions in the Sale of Bonds

New Orleans stockbroker fraud attorney

Lawrence Randolph Roberson Allegedly Made Material Misrepresentations and Omissions in the Sale of a Bond Debenture to a Customer when the Purported Investment Was Not an Authentic Security

Lawrence Randolph Roberson allegedly made material misrepresentations and omissions in the sale of a bond debenture to a customer when the purported investment was not a genuine security, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by Cleveland attorneys Alan Rosca and James Booker.

Roberson also allegedly did not invest the aforementioned customer’s funds in the non-existent bond debenture but rather converted the funds to pay off personal expenses, said AWC goes on to note.

The Peiffer Rosca Wolf securities lawyers are currently investigating Lawrence Randolph Roberson Christopher Tolmacs’s alleged private securities transactions without proper approval.

Lawrence Randolph Roberson Barred by FINRA

Lawrence Randolph Roberson allegedly recommended and sold a WMG 2015 Bond Debenture issued by Roberson’s investment advisory firm, Wealth Management Group, Inc to his investment advisory customer, known only as TT, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

The AWC, however, goes on to note that the WMG 2015 Bond Debenture allegedly did not exist, and furthermore reports that by obtaining $40,000 from TT under the veil of a WMG Bond Debenture investment and using the funds to pay for personal expenses, Roberson purportedly converted customer funds in violation of FINRA Rules.

Hence, based on the aforementioned behavior, Roberson has been barred by FINRA. One should also note that, according to the AWC, Lawrence Randolph Roberson neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged unauthorized transactions and are currently investigating Lawrence Randolph Roberson’s alleged material misrepresentations and omissions. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Lawrence Randolph Roberson’s alleged material misrepresentations and omissions may contact the Cleveland securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

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Jonathan Pippin—Horse-racing Scheme

Jonathan Pippin Allegedly Defrauded Several NFL Players — including three former Cleveland Browns — with a Purported Horse-racing Scheme

Jonathan Pippin, 29 and of Logan, Ohio, allegedly defrauded several NFL players with a purported horse-racing scheme, according to Documents filed in U.S. District Court in Cleveland.

The NFL players involved allegedly included former Cleveland Browns players Chansi Stuckey and Reggie Hodges, former Browns and current Denver Broncos wide receiver Jordan Norwood and current San Diego Chargers running back Danny Woodhead, according to said Documents.

Prosecutors in the case allege that Pippin used investor money to pay operating expenses and personal expenses including gambling, strip clubs and a Cadillac Escalade, U.S. District Court Documents report.

Jonathan Pippin Allegedly Defrauded Clients Out of through PJH Horse Racing Which Purportedly Solicited Investors under the Scenario that He Was Going to Purchase Ownership from a Wealthy Businessman

Jonathan Pippin allegedly defrauded NFL players through PJH Horse Racing, a company that he formed in 2011, according to Documents filed in U.S. District Court in Cleveland. Suspicions reportedly arose after NFL security contacted the U.S. Secret Service, Internal Revenue Service and the Northern Ohio Money Laundering Task Force.

Jonathan Pippin, in 2011 and 2012, allegedly ran his $308,805 scheme by soliciting people to invest in PJH under the auspices that he was working with a wealthy businessman and that soon he was going to purchase ownership rights from said businessman, according to Court Documents.

Jonathan Pippin, who has been charged with two counts of wire fraud and one count of money laundering, in reality had no relationship with the aforementioned businessman who was identified only as M.R. Pippin allegedly went so far as to mislead investors by creating a fake e-mail address for M.R. and would purportedly use it to communicate with investors.

The Peiffer Rosca Wolf Securities Lawyers Often Assist Investors

The Peiffer Rosca Wolf securities lawyers assist investors who lose money as a result of investment fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of investment fraud are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.

from Investment Fraud Lawyers | Investor Loss Recovery http://ift.tt/2asmEuH
via Securitieslitigatos.com