Davis Escarcega – Material Misrepresentations

Davis Escarcega Allegedly Made Misleading Representations in the Neighborhood of $4.1 Million

Davis Joseph Escarcega allegedly made material misrepresentations to investors totaling approximately $4.1 million, according to a FINRA Complaint from the Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

Escarcega, of Phoenix, Arizona, allegedly misled investors in the selling of corporate debt securities, the aforementioned Complaint notes.

The Peiffer Rosca Wolf securities lawyers are investigating Davis Joseph Escarcega’s alleged material misrepresentations.

Davis Joseph Escarcega Allegedly Made Fraudulent Misrepresentations to Seven Customers Related to Investments in GWG Debentures; Escarcega Barred from Associating with Any Firm in Any Capacity and Disgorged $52,270

Davis Joseph Escarcega allegedly made fraudulent misrepresentations to seven customers in connection with their investments in GWG Debentures and therefore violated NASD and FINRA Rules, according to the aforementioned FINRA Complaint from the Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

Based on the aforementioned violations, David Joseph Escarcega is barred from associating with any member firm in any capacity and ordered to disgorge as a fine the amount of$52,270, the Complaint reports.

GWG allegedly had a limited operating history and had never made a profit, and on 2009 and 2010, it had combined losses exceeding $5 million, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged misleading material representations and are currently investigating Davis Joseph Escarcega’s alleged material misrepresentations. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Davis Joseph Escarcega’s alleged material misrepresentations may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

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Aaron Olson—Ponzi Scheme

New Orleans stockbroker fraud attorney

Aaron Olsen, of New Hampshire, Allegedly Ran a $27.8 Million Ponzi Scheme from 2007 to 2012

Aaron Olsen, of New Hampshire, allegedly operated a $27.8 million Ponzi scheme from 2007 to 2012, according to Court reports from New Hampshire currently under review by attorneys Alan Rosca and James Booker.

Aaron Olsen, 42, allegedly operated two investment practices from Jaffrey in order to get approximately $27.8 million from investors, said Reports note.

The Peiffer Rosca Wolf securities lawyers are investigating Aaron Olsen’s alleged Ponzi scheme.

Aaron Olsen Ordered to Pay $22.8 Million to Investors and Sentenced to 5 Years in Prison

Aaron Olsen has reportedly been ordered to pay over $22.8 to alleged victims of his Ponzi scheme, according to the aforementioned New Hampshire Court Reports presently under review by attorneys Alan Rosca and James Booker.

Olson allegedly took $2.6 million for his own personal use in order to purportedly make so-called “earnings” payments to other investors, said Reports note.

Olson allegedly was not a licensed investment broker, and a purported 81 victims allegedly lost cash when the alleged scheme fell apart in 2012, according to Court Reports from New Hampshire.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged Ponzi schemes and are currently investigating Aaron Olsen’s alleged Ponzi scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Aaron Olsen’s alleged Ponzi scheme may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

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Stephen Eubanks—Ponzi Scheme

Stephen Eubanks Allegedly Ran a $529,000 Massachusetts Ponzi Scheme Involving Friends, Family and Neighbors

Stephen S. Eubanks allegedly operated a $529,000 Ponzi scheme in Massachusetts involving his family and supposed friends and neighbors, according to a Complaint from the office of Massachusetts Secretary of the Commonwealth currently under review by attorneys Alan Rosca and James Booker.

Stephen S. Eubanks allegedly made appearances that he was a profitable hedge fund manager of Eubiquity Capital, but a Chicago Stock Exchange investigation alleges that Eubanks purportedly failed to report Eubiquity Capital.

The Peiffer Rosca Wolf securities lawyers are investigating Steve Eubanks’ alleged Ponzi scheme.

Stephen S. Eubanks Allegedly Requested that Clients Invest in Stocks, Options and Other Securities; Eubanks Allegedly Used $145,000 for Personal Expenses and $140,000 to Repay Earlier Investors, a Ponzi Scheme Red Flag

Stephen Eubanks, while posing as a successful hedge fund manager, allegedly urged investors to sink their money into stocks, options, and other assorted securities, according to the aforementioned Complaint currently being reviewed by attorneys Alan Rosca and James Booker.

Eubanks allegedly used $145,000 to support his luxurious lifestyle and put another $140,000 toward repaying previous investors.

Repaying old investors with the cash from new investors is a telltale red flag for a Ponzi scheme. Eubanks also allegedly lost all of the investors’ funds, the Complaint also notes.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged Ponzi schemes and are currently investigating Steve Eubanks’ alleged Ponzi scheme. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Stephen S. Eubanks’ alleged Ponzi scheme may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

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Dawn Bennett—Investment Fraud Allegations

Bennett Allegedly Sold Approximately $6 Million Worth of Promissory and Convertible Notes of DJB Holding, Which Owns DJBennett.com, to About 30 Investors

Dawn Bennett allegedly sold about $6 million of promissory and convertible notes of DJB Holding, which owns here clothing store, DJBennett.com, according to a FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.

Many of the aforementioned customers were elderly and also had allegedly done business with Western International Securities where Bennett had also worked, the Complaint notes.

The Peiffer Rosca Wolf securities lawyers are investigating Dawn Bennett’s alleged failure to investigate possible fraud.

Dawn Bennett Allegedly Did Not Testify in an Investigation of Potential Fraud Related to Her Clothing Company, DJBennett.com

Dawn Bennett allegedly failed to appear for testimony on four separate occasions between April and September following a FINRA investigation regarding alleged acts of fraud while she worked at Western International Securities, according to reports from the aforementioned FINRA Complaint currently under review by attorneys Alan Rosca and James Booker.

Dawn Bennett also allegedly misappropriated investors’ money and committed fraud, according to the Complaint.

Bennett also allegedly participated in undisclosed outside business activities and private securities transactions and purportedly resigned from Western last November, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged financial fraud and are currently investigating Dawn Bennett’s alleged refusal to investigate fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Dawn Bennett’s alleged refusal to investigate fraud may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

 

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Dominic Thomas DeBruin—Potential Private Securities Transactions

Dominic Thomas DeBruin Allegedly Deposited Client Funds Purportedly Related to Potential Private Securities Transactions Undisclosed to LPL Financial LLC

Dominic Thomas DeBruin allegedly deposited client funds which were purportedly related to potential private securities transactions undisclosed to LPL Financial LLC into a bank account DeBruin purportedly controlled, according to a FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Soon afterward FINRA started an investigation into the alleged misconduct described on a Form U5 filed by LPL Financial, the AWC reports.

The Peiffer Rosca Wolf securities lawyers are investigating Dominic Thomas DeBruin’s alleged private securities transactions.

Dominic Thomas DeBruin Barred for Allegedly Refusing to Provide Information and On-the-record Testimony to FINRA

Dominic Thomas DeBruin has been barred by FINRA for allegedly refusing to provide information and documents, according to the aforementioned AWC presently under review by attorneys Alan Rosca and James Booker.

Furthermore, Dominic Thomas DeBruin allegedly failed to appear for on-the-record testimony related to the aforementioned investigation into whether he purportedly deposited client funds into a bank account DeBruin controlled, the AWC notes.

One should also note that, according to the AWC, Dominic Thomas DeBruin neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged financial fraud and are currently investigating Dominic Thomas DeBruin’s alleged private securities transactions. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Dominic Thomas DeBruin’s alleged private securities transactions may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

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Christopher Dillon — Conspiracy to Commit Wire Fraud

Christopher Dillon Allegedly Conspired to Get Cash and Property from Investors; 27 Victims Invested over $5,000,000 in i2i Capital LLC and i2i Settlement Partners LLC and i2i Settlement Partners LLC

Christopher Dillon worked with Gilbert Lynagh to form i2i Capital LLC and allegedly eventually caused 27 investors to lose over $5,000,000, according to Reports from the State of New York currently being reviewed by attorneys Alan Rosca and James Booker.

Christopher Dillon allegedly made wire transfers from bank accounts controlled by the aforementioned investors and into the accounts of Dillon and Lynagh, said Reports claim.

Many investors allegedly lost retirement funds. The Peiffer Rosca Wolf securities lawyers are investigating Christopher Dillon’s alleged acts of wire fraud.

Christopher Dillon Allegedly Engaged in Conspiracy to Commit Wire Fraud; Pled Guilty and Now Faces 20 Years and a $250,000 Fine

Christopher Dillon, 52, of Lancaster, NY, pled guilty on November 10 to alleged conspiracy to commit wire fraud, according to Documents from the State of New York currently under review by attorneys Alan Rosca and James Booker.

Dillon, from May 2010 through November 2013, allegedly conspired with other people to get cash and property from investors in a fraudulent manner, said Documents report.  Dillon pled guilty to the alleged charges and faces 20 years in jail, said Documents note.

Finally, Dillon allegedly used most of the funds for personal use and most investors allegedly did not get the promised return on investment, the Documents report.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged wire fraud and are currently investigating Christopher Dillon’s alleged acts of wire fraud. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Christopher Dillon’s alleged private securities transactions may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

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Tracy Rae Turner– Private Securities Transactions

Tracy Rae Turner Allegedly Engaged in Private Securities Transactions after Purportedly Offering and Making Sales in Saltwater Disposal Well Facilities Totaling Approximately $4.1 Million

Tracy Rae Turner, from September 2013 through April 2014, allegedly took part in private securities transactions after offering and making sales of three saltwater disposal well facilities (SWD Interests), according to a recent FINRA Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

Tracy Rae Turner’s alleged private securities transactions also allegedly involved twelve investors and approximately $4.1 million, the Complaint also notes.

The Peiffer Rosca Wolf securities lawyers are investigating Tracy Rae Turner’s alleged private securities transactions. It is important to note that no allegation of misconduct is being made as to the securities’ issuers.

Turner Allegedly Received $270,000 in Compensation for Successfully Soliciting Approximately $4.1 Million in SWD Interests

The aforementioned SWD Interests were initially held by an entity named TSWR Development, LLC, with the purported intention that the interests would be sold to investors to fund the development and operation of the SWD’s, according to the aforementioned FINRA Complaint presently under review by attorneys Alan Rosca and James Booker.

As SWD Interests were sold to investors, TSWR Fund Management, LLC, an entity affiliated with TSWR Development, LLC, entered into agreements with investors to manage the investment, the Complaint notes.

Finally, the SWD Interests were organized as passive investments, they were allegedly advertised as an investment with a high rate of return, and Turner allegedly received approximately $270,000 in compensation, the Complaint reports.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged private securities transactions and are currently investigating Tracy Rae Turner’s alleged participation in private securities transactions. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Tracy Rae Turner’s alleged participation in private securities transactions may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520 or via e-mail at arosca@prwlegal.com or jbooker@prwlegal.com.

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