Edward Joseph Bosch, Sr. Allegedly Converted Customer Funds and Generated False Account Statements in Order to Conceal his Purported Misconduct
Edward Joseph Bosch, Sr. allegedly converted customer funds and generated false account statements to conceal his misconduct, according to a recent FINRA Letter of Acceptance, Waiver, and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.
Edward Joseph Bosch, Sr. was a financial advisor and registered representative of LPL Financial from December 2010 to March 2016, working at a branch office in Florence, Kentucky, the AWC notes. In his career, Bosch has also allegedly been the subject of at least two customer complaints, the AWC notes.
The Peiffer Rosca Wolf securities lawyers are currently investigating Edward Joseph Bosch, Sr.’s alleged conversion of customer funds and generation of false account statements.
Edward Joseph Bosch, Sr. Barred for Allegedly Refusing to Provide Documents and Information during the Course of a FINRA Investigation
Edward Joseph Bosch, Sr. allegedly refused to provide documents and information during the course of an investigation into allegations that Bosch converted customer funds and generated false account statements to conceal his misconduct, according to the aforementioned AWC being examined by attorneys Alan Rosca and James Booker.
Edward Joseph Bosch, Sr., as a result of the aforementioned behavior, allegedly violated FINRA and NASD Rules, the AWC notes, and hence, has been barred from associating with any FINRA member in any capacity.
One should also note that, according to the AWC, Edward Joseph Bosch, Sr. neither admitted nor denied the FINRA findings.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged customer fund conversion and are currently investigating Edward Joseph Bosch, Sr.’s alleged conversion of customer funds. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Edward Joseph Bosch, Sr.’s alleged conversion of customer funds are encouraged to contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.
from Investment Fraud Lawyers | Investor Loss Recovery http://ift.tt/29CBVcF
via Securitieslitigatos.com
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