Jeffrey Hamilton Howell Allegedly Created and Sent His Customers Over 300 Weekly Stock Trading Reports Misstating Values Ranging from $289,000 to Approximately $3,000,000
Jeffrey Hamilton Howell, from September 2008 through November 2014, allegedly created and sent his customers over 300 weekly stock trading reports misstating account values ranging from $289,000 to approximately $3,000,000, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.
Howell also later allegedly changed three UBS account statements to line up with the purportedly false information in the Stock Tracking Reports, the AWC also reports.
The Peiffer Rosca Wolf securities lawyers are currently investigating Jeffrey Hamilton Howell’s alleged false reporting to customers.
Jeffrey Hamilton Howell Barred by FINRA for Allegedly Falsifying Customer Reports
Jeffrey Hamilton Howell allegedly impermissibly used his personal e-mail account in order to send a certain number of the aforementioned false reports to his customers, according to said AWC presently under review by attorneys Alan Rosca and James Booker.
As a result of the aforementioned behavior, Howell allegedly violated NASD and FINRA Rules and hence has been barred by FINRA, the AWC notes.
One should also note that, according to the AWC, Jeffrey Hamilton Howell neither admitted nor denied the FINRA findings.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of false reports to customers and are currently investigating Jeffrey Hamilton Howell’s alleged false reports to customers and overvaluation of customer reports. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Jeffrey Hamilton Howell’s alleged false reports to customers and overvaluation of customer reports may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.
from Investment Fraud Lawyers | Investor Loss Recovery http://ift.tt/2e3VSxC
via Securitieslitigatos.com
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