Robert J. Kerrigan– Undisclosed Private Securities Transactions and Outside Business Activities

Robert J. Kerrigan Allegedly Participated in Undisclosed Private Securities Transactions and Outside Business Activities

Robert J. Kerrigan allegedly participated in undisclosed private securities transactions and outside business activities, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Kerrigan, since at least October 2, 2013, allegedly offered or sold an October 2012 offering (promissory notes issued by Barcelona Advisors and investment contracts in the form of membership interests in Barcelona Advisors within and from Arizona) within or from Arizona, the AWC notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Robert J. Kerrigan’s alleged participation in undisclosed private securities transactions and outside business activities.

Robert J. Kerrigan Barred by FINRA for Allegedly Refusing to Provide Documents and Information as Requested in Connection with an Investigation into a FINRA Allegation

Robert J. Kerrigan received a request from FINRA staff requesting documents and information pursuant to FINRA Rules, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

Kerrigan allegedly acknowledged the FINRA request, but purportedly refused to provide the requested documents, and hence, violated FINRA Rules, the AWC notes. Kerrigan, as a result, has been barred by FINRA the AWC further alleges.

One should also note that, according to the AWC, Robert J. Kerrigan neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged undisclosed private securities transactions and outside business activities and are currently investigating Robert J. Kerrigan’s undisclosed securities transactions and outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Robert J. Kerrigan’s undisclosed securities transactions and outside business activities may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or Joe Peiffer, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

from Investment Fraud Lawyers | Investor Loss Recovery http://ift.tt/28Qp4ah
via Securitieslitigatos.com