Robert Turpin– Sale of Private Securities Transactions, Undisclosed Outside Business Activities

Robert Turpin Allegedly Participated in the Sale of Private Securities Transactions and Engaged in Undisclosed Outside Business Activities

Robert Turpin allegedly participated in the sale of private securities transactions and engaged in undisclosed outside business activities, according to a FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.

Source Capital Group, on September 4, 2015, filed a Uniform Termination Notice for Securities Industry Registration with FINRA allegedly disclosing that it had discharged Turpin on September 4, 2015, and Turpin’s registration with the Source ended on September 4, 2015, the AWC also reports.

The Peiffer Rosca Wolf securities lawyers are currently investigating Robert Turpin’s alleged series of false statements and material omissions.

Robert Turpin Barred for Failure to Provide Documents and Information in the Course of a FINRA Investigation

Robert Turpin received a request from FINRA staff requesting documents and information pursuant to FINRA Rules, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

Turpin allegedly acknowledged the FINRA request, but purportedly refused to provide the requested documents, and hence, violated FINRA Rules, the AWC notes. Turpin, as a result, has been barred by FINRA, the AWC further alleges.

One should also note that, according to the AWC, Robert Turpin neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of the sale of private securities transactions and engaged in undisclosed outside business activities and are currently investigating Robert Turpin’s sale of private securities transactions and engaged in undisclosed outside business activities. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Robert J. Turpin’s sale of private securities transactions and engaged in undisclosed outside business activities may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca or James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

from Investment Fraud Lawyers | Investor Loss Recovery http://ift.tt/28RhDwz
via Securitieslitigatos.com