Terry L. Haggerty Allegedly Engaged in Manipulative trading activity in the shares of Pacific Sands, Inc.
Terry L. Haggerty allegedly engaged in manipulative trading activity in the shares of Pacific Sands, Inc., according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and Joe Peiffer.
Terry L. Haggerty, who was also the sole owner, officer, director, and employee of Blue Sky Group, Inc. allegedly effected pre-arranged or matched trades in said penny stock, the AWC notes.
The Peiffer Rosca Wolf securities lawyers are currently investigating Terry L. Haggerty’s alleged manipulative trading activity.
Terry L. Haggerty Barred for Allegedly Manipulating Shares of Pacific Sands through the Use of His Own Accounts and Those of His Member Firm Customers, Purportedly Including Discretionary Trading Clients
Terry L. Haggerty allegedly affected pre-arranged or matched trades in the shares of Pacific Sands through the use of his own accounts and those of his member firm customers, including his discretionary trading clients, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.
As a result of the aforementioned behavior, Terry L. Haggerty has violated FINRA and NASD Rules and hence, has been barred from associating with any FINRA member in any capacity.
One should also note that, according to the AWC, Terry L. Haggerty neither admitted nor denied the FINRA findings.
Securities Lawyers Investigating
The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged manipulative trading activity are currently investigating Terry L. Haggerty’s alleged manipulative trading activity. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.
Investors who believe they lost money as a result of Terry L. Haggerty’s alleged manipulative trading activity may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca and James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.
from Investment Fraud Lawyers | Investor Loss Recovery http://ift.tt/266mOiN
via Securitieslitigatos.com
No comments:
Post a Comment